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Assistant Manager, Risk & Compliance (Investment)

Recruitment Firm
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Tun Razak Exchange, Kuala Lumpur

About The Job

  • To provide support to the Head, Risk Management and Compliance on the Company’s risk management and compliance functions, including governance and overseeing legal and internal audit functions.
  • Perform ongoing due diligence and assurance program such as surveillance monitoring, transaction monitoring and suspicious transaction report.
  • To develop, review and monitor policies and procedures to ensure compliance with regulatory guidelines, company requirements and industry best practices.
  • Provide relevant risk management and compliance training including regulatory updates to internal staff.
  • Develop risks related policies and procedures, risk limits and approval authorities.
  •  Liaise with external parties including regulators such as Securities Commission Malaysia on Compliance and Risk Management matters. 
  • To perform Compliance Assurance (Review & Testing) as well as AML/CFT matters. 

Job Requirements

  • Candidate must possess at least a tertiary degree such as legal or has obtained the relevant accredited professional qualification in risk management and compliance.
  • More than 6-8 years of working experience in risk management/compliance within the capital market industry or investment bank or stock broking industry.
  • Possess excellent communication, presentation and interpersonal skills. 
  • Ability to work effectively in a team and to manage stakeholders.
  • Possess analytical skills, critical thinking and is detail oriented. 

Our Culture


Our objective is to help employers look for candidates who match the job requirements, and at the same time, we're helping candidates look for a company that really match their profile and character.

*Do note that since we are a recruitment firm, the job openings listed here are posted on behalf of our clients who are hiring. So if you are interested in any of the vacancies, feel free to apply to them and we will get in touch with you soon! 


As the headhunting arm of one of the top job portal platforms in Malaysia (i.e. WOBB), Hiredly aspires to bring the best of today's talent right to your company's doorstep. Hiredly boasts to have an exclusive database of young, talented and passionate jobseekers who are eager to make an impact in the workplace. Emphasizing on our strengths, we specialize our services to recruit junior and mid level talents because we believe that they are and will be the future of tomorrow.