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Assistant Manager, Risk & Compliance (Investment)

Hiredly X
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Undisclosed

Tun Razak Exchange

Full-Time

Job Description

  • To provide support to the Head, Risk Management and Compliance on the Company’s risk management and compliance functions, including governance and overseeing legal and internal audit functions.
  • Perform ongoing due diligence and assurance program such as surveillance monitoring, transaction monitoring and suspicious transaction report.
  • To develop, review and monitor policies and procedures to ensure compliance with regulatory guidelines, company requirements and industry best practices.
  • Provide relevant risk management and compliance training including regulatory updates to internal staff.
  • Develop risks related policies and procedures, risk limits and approval authorities.
  •  Liaise with external parties including regulators such as Securities Commission Malaysia on Compliance and Risk Management matters. 
  • To perform Compliance Assurance (Review & Testing) as well as AML/CFT matters. 

Job Requirements

  • Candidate must possess at least a tertiary degree such as legal or has obtained the relevant accredited professional qualification in risk management and compliance.
  • More than 6-8 years of working experience in risk management/compliance within the capital market industry or investment bank or stock broking industry.
  • Possess excellent communication, presentation and interpersonal skills. 
  • Ability to work effectively in a team and to manage stakeholders.
  • Possess analytical skills, critical thinking and is detail oriented. 

Additional Info

Company Activity

Last active - few hours ago

Experience Level

0 - 7 Years of Experience

Job Specialisation

Accounting / Finance


Company Profile

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Hiredly X

Hiredly X, the headhunting team of Hiredly, makes headhunting accessible and affordable for every employer, no matter the size or industry. 

We help employers screen and source the best candidates through exclusive access to our job portal database.

Assisted with AI, we make the headhunting process fast and accurate, allowing us to be competitive with our fees.


company-logo-image

Assistant Manager, Risk & Compliance (Investment)

Hiredly X

Undisclosed

Tun Razak Exchange

Full-Time

This job is no longer available